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Christopher Cox
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#	Item
391	Daniel P. Tully Chairman Emeritus RECEIVE~, ~ Merrill Lynch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-28 15:34:47 Brokerage firm Christopher Cox Finance Business Economy of the United States Foreign exchange companies Primary dealers Financial services Merrill Lynch
392	Comment Letter on File No. S7-23-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-17 13:30:26 Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Christopher Cox Business Investment banking Securities regulation in the United States Economics Finance Investment Financial economics
393	Report of the Advisory Committee on Smaller Public Companies Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-19 11:36:25 United States securities law Accountancy United States corporate law Finance Corporations law U.S. Securities and Exchange Commission Sarbanes–Oxley Act Christopher Cox Securities Exchange Act Corporate governance Business Auditing
394	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 5=$/~097~ RECEIVED 2G07JUal9 AHII:32 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-01 16:32:04 Financial economics Investment U.S. Securities and Exchange Commission Christopher Cox Financial adviser Business Financial system United States securities law Financial regulation North American Securities Administrators Association
395	MUTUAL FUNDDIRECTORS FORUM The FORUM& FUND INDEPENDENT DIRECTORS September 5,2008 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-08 11:58:40 Financial services Funds Collective investment schemes United States housing bubble Money market fund Mutual fund Christopher Cox Mark-to-market accounting U.S. Securities and Exchange Commission Financial economics Investment Finance
396	Alabama Securities Commission Hosts SEC Chairman and Investor Education Partners MONTGOMERY, ALABAMA (March 13, 2008) Joseph Borg, Director of the Alabama Securities Commission (ASC) hosted a special luncheon to show app Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2008-03-24 17:36:50 Economics Joseph Borg Christopher Cox North American Securities Administrators Association Financial Industry Regulatory Authority Investor education U.S. Securities and Exchange Commission Securities and Exchange Commission Securities fraud United States securities law Financial regulation Financial system
397	Exposure Draft of Final Report of Advisory Committee on Smaller Public Companies; Release Nos[removed]; [removed]; File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-15 10:35:19 United States securities law Corporate governance Finance United States corporate law Public administration Sarbanes–Oxley Act OTC Bulletin Board U.S. Securities and Exchange Commission Christopher Cox Auditing Business Accountancy
398	Microsoft Word - DFP Letter to Harmon-SEC-Rule 2a[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-08 12:19:47 Finance Subprime mortgage crisis Funds Nationally recognized statistical rating organization Money market fund Investment management Christopher Cox Investor Protection and Securities Reform Act Financial economics Financial services Investment
399	Microsoft Word - Draft FinalReport.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-17 17:20:32 Corporate governance United States corporate law Accountancy Finance Corporations law U.S. Securities and Exchange Commission Sarbanes–Oxley Act Christopher Cox Securities Exchange Act Business Auditing United States securities law
400	September 4, 2008 VIA ELECTRONIC MAIL ([removed]) Ms. Florence E. Harmon Acting Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-08 15:46:35 United States housing bubble Credit rating agency Nationally recognized statistical rating organization Subprime mortgage crisis Financial services Institutional investors U.S. Securities and Exchange Commission Christopher Cox Money market fund Financial economics Investment Finance

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